Friday, July 19, 2019

Free College and the Quality of College Education

As I've been at Illinois since 1980 (now as a retired faculty member and administrator) when I think of publicly provided education I tend to think of it as state provision, since with the examples I'm familiar with, mainly the other Big Ten schools (except for Northwestern) are all very large research universities with state provision, I'm unclear on what a national free college program would look like and how it would be administered.  Also, I should note here that the expression, state provision, is more than a bit of a euphemism.  We've always operated under a mixed model which includes, state tax dollars, tuition, gifts to the university, and grants.  The shares of these have not been stable over time, with the tuition share rising and the state tax dollars share declining. And with that the composition of the student body has changed as well. The fraction of out-of-state and international students has risen.   This has happened by growing the overall undergraduate student population.  The number of in-state enrollments has pretty much remained flat.

The university does have its own free college program called Illinois Promise.  It is pretty stern in its income requirements of the student's family.  In a nutshell, the student must come from a family with income below the Poverty Line. And the student must otherwise meet the ordinary requirements for admission to the university.  The program, which started in 2005, has been growing, according to data from the most recent I-Promise Newsletter.  Based on that information and information from the Campus Profile, Illinois promise students comprise between 3.5% and 4% of the undergraduate population at Illinois.  As median family income of all students at Illinois is $109,000, roughly four times larger than the Poverty Line, I-Promise students are different income-wise from typical students and many I-Promise students find the adjustment to campus life a challenge.  For this reason there is a mentoring program targeted at Illinois Promise students (the mentoring is opt in) and students who do choose to have mentors graduate at a somewhat higher rate (though be wary about the difference between causality and correlation).  I have mentored a handful of such students.  My main conclusions from the experience are:  (1) it would be easier if first the student took a class from me so we were more intellectually on the same page, (2) the mentoring training teaches that the mentees tend to value the experience more than the mentors, but in my latest experience with the mentoring the mentee did it only because he thought he had to, and (3) such mentoring should be available far more broadly, because many students find the campus alienating in some way and/or need some coaching about how to best proceed in their classes. Further, especially first generation students, need a friend who has been through it all before and can dispense lessons from the experience.

More or less at the same time as the Illinois Promise program, though I believe there is no causality between the two, the campus has come to increasingly rely on "Specialized Faculty" who are not on the tenure track and are hired only to teach, with no expectation that they will do any research in their field.  The data on this depicted in the table below come from the Campus Profile.  It is not immediately evident what the effect is on quality of instruction when shifting from Regular Faculty to Specialized Faculty.  I've seen arguments both ways. But it is something to keep in mind regarding quality of the college experience for students.  I believe in this respect Illinois is typical of many public universities (and possibly private universities as well).  When comparing teaching loads across the types of faculty, regular faculty have much lower teaching loads and a substantial research obligation.  So the move to Specialized Faculty can bee seen as a way to deliver undergraduate education in a cost effective manner.


The impact of the Illinois Promise program stems from the access to college the program provides. Clearly, one aspect of making college free is giving access to those students who otherwise couldn't afford it.  Even with access, however, there are different ways to understand it.  As many of the I-Promise students are from the Chicagoland area, there are other public education alternatives available to them where they could live at home and attend college at the same time.  Indeed, a couple of my mentees in I-Promise were transfer students who had previously attended community college. This is a different dimension of the quality issue - which college to attend.  While there is a tendency to think of quality along a vertical axis, with selectivity of the institution an index of quality, sometimes it is better to consider what makes for a good fit between the student and the institution. Students may learn more by starting off at a community college, because they feel comfortable in that environment and being relaxed facilitates learning.  While keeping that thought in mind, to the extent that free college is about access, I believe that those who advocate for free college want to see more low-income students at elite universities.  Indeed, a reasonable case can be made that at present the elite colleges promote income inequality rather than upward mobility.  I can't but feel looking at that page, that the presentation of the data is meant to guilt out those who attend elite colleges, as well as those who have some responsibility for admissions there.  This follows from two bits of information, in particular.  One is that many very qualified low income students don't attend elite colleges.  The other is that the income gaps of the parents are largely made up in the children who do attend elite colleges.

Free college is not just about access, however.  Consider the Excelsior Scholarship Program in New York.  The language on that Website refers to middle class students rather than low income students, and the eligibility requirements include family income below $125,000.  This would put the upper end of those students eligible in the top 20% of the household income distribution nationally.  Many such students would attend college, with or without the scholarship, quite possibly at the same institution of learning.   To the extent that free college is about relieving such students of a large debt burden post graduation, that is a different focus than access.  In some sense, the Excelsior Scholarship Program is about shifting debt burden from recent alumni of the public colleges in New York to taxpayers in New York.   Before considering the merits of such wealth redistribution, let's note that possibility of a different effect.  Some of those who would have gone to private colleges or to public universities out of state and paid high tuition in either case, may now find it attractive to get an Excelsior Scholarship instead and go to one of the research universities in New York - Albany, Binghamton, Buffalo, or Stony Brook, with the tuition reduction making those alternatives increasingly attractive.   I haven't seen reporting on this, but surely I would be interested to learn how it is actually playing out.

My own reaction to the Excelsior Scholarship program is to redesign it.  In my Shangri-La, college should be free for households at or below the median income, which in New York is about $65,000.  Above that, but below a higher threshold, say $100,000, there should be tuition discounts, with the discounts declining with household income, so that at the upper threshold the student pays full tuition. So my intuition is to be less generous than that actual program is.  But let's face it, this program is partly a political animal.  Governor Cuomo embraced it after Bernie Sanders championed free college in the 2016 election. The program is meant to appeal to voters.  Voter participation tends to rise with income.  Given that, a less generous program wasn't in the cards, even if it were more fiscally responsible.  The real fiscal issue with the Excelsior Scholarship program is that it represents wealth redistribution from taxpayers in general to households with college age kids, but after the kids have graduated college and the parents are ready to retire, the parents are prone to move south, to a no-income-tax state, and thus grab the benefit without reciprocating later with further tax payments. The kids have to stay in state for a while under the program, but the parents do not.   Given those stipulations, one advantage I can see for a national program is to eliminate this sort of tax avoidance. (The parents could change their citizenship, but that seems less likely to me for the time being.)

Still a different model of free college existed when I was in high school (I graduated from Benjamin Cardozo HS in Queens in 1972) when CUNY didn't charge any tuition at all. And, at least a few decades earlier, CUNY had a reputation for providing a high caliber education.  David Leonhardt refers to City College as the Harvard of the proletariat. This was at a time when there was antisemitism in admissions at Ivy League colleges.  A notable example, the winner of the Nobel Prize in Economics, Kenneth Arrow, attended City College.  I believe the entire CUNY system retained a good reputation when I was in high school.  But I want to point out that the private universities were much more accessible (financially) than they are today.  My dad's family was very poor, yet he was able to attend NYU (class of 1933) and then Columbia Law School (class of 1936).  My mother, who was an immigrant from Palestine after World War II, got an undergraduate degree from Columbia's School of General Studies.   Much later, in the mid 1960s, my mother got a Masters from Queens College, to buttress her formal teaching credentials.

Things changed with CUNY starting when I was in high school and then more so after I graduated.  Open admissions began in 1970.  But it was cut short by the fiscal crisis that New York City faced in the middle of the decade. There were no funds to supplant tuition, so tuition charges were imposed.  And at the senior colleges in the system, admission standards were notably increased.   Fast forward 40+ years and today CUNY has a far more mixed reputation.  Leonhardt writes:

More recently, these universities have seemed to struggle, with unprepared students, squeezed budgets and high dropout rates. To some New Yorkers, “City College” is now mostly a byword for nostalgia.

He goes on to say that there is actually good news, that about three quarters of the students who enroll at City College (and at institutions like City College around the country) experience upward mobility gains in income that are significant.  I wish he had unpacked that information more.  Do students who drop out still experience those income gains?  If so, how does that happen?  Alas, there isn't enough in the Leonhardt piece to answer those questions.

Here I want to make a few other points. If students are under prepared for college one might assign responsibility either to the students themselves or to the schools they attended in K-12.  It seems plausible that in most cases the real culprit is under funding of the K-12 education.  If so, does it make sense to argue that free college is the solution?  Wouldn't it be better to redirect some of the funds aimed at free college and instead allocate them to K-12 education for this particular population?  Here is a place where I'm confused about jurisdiction, state (or local) or federal.  I know that Head Start is a federal program, but I'm under the impression that most funding for public schools comes from the municipality or the state.  One would hope that the entire system, K-16 and beyond, would work well for students and that the jurisdictional issues would be incidental only.

Next, let me note that, for better or worse, graduation rates are used as a measure of how well the particular university is performing.  Yet graduation rates are largely determined by demographic factors pertaining to the students - parental income, standardized test scores, prior family members who have attended college, and other related variables.  If in considering graduation rates there isn't control for these demographic variables, and frequently it's just the raw graduation rates that seem to matter, then schools will bias their admissions to those students who are high predictors to graduate. Doing so indicates nothing about the quality of education the university provides these students. My own casual empiricism, mainly based on the one class a year I've been teaching since I've retired, is that many students get the sheepskin but are largely unchanged as thinkers while in college.  My indictment on this score can be found in this very long blog post, Why does memorization persist as the primary way college students study to prepare for exams?

Third, this one is again about politics.  And the reality is that middle class voters are rather insular.  This means they will look at free college through the lens of how they and their families benefit (or not).  A voter with no children might be against free college, assuming it implies a higher tax burden on the voter's family.  Voters with kids, who are likely to attend public universities in any event, will love it. Younger voters who are paying their own way through college obviously will love it as well.  So politically, it might very well be a winner.  But it also means there will be a bias, as in the Excelsior Scholarship program, toward debt relief for the families of those students who would have attended with or without the program, and away from the access issue for those students who wouldn't be able to afford college otherwise.  Put a different way, community college quality will be lower than the four-year college quality and that will be a feature of the system, not a bug.  The evident reason is politics.

I want to make one other point and then close.  This is about the dynamics of educational quality at free colleges.  I fear that quality will trend downwards.  There are two different ways to think about this.  The cost of college education has been hyper inflationary for the past 40 years, maybe longer.  This is certainly true at the elite universities and it is easy to understand why.  There is chronic excess demand for admission into such universities.  Indeed, a different way to look at why elite institutions focus so much on the 1% in admissions is that such students won't be liquidity constrained, regardless of the tuition that is charged, which gives the universities complete flexibility to set tuition rates for their own benefit, even though this has the effect of making an elite college education very pricey for the merely well off.  This then gets translated into faculty salaries and other perqs that enhance the faculty as researchers.  And that casts a huge shadow on universities that are the next rung down, which have some high performers among their faculty who might enter the elite ranks in the future.  Indeed the hyper inflationary costs of education will impact the free colleges as well.  Will their budgets be hyper inflationary to match these costs increases?  If not, how will they make ends meet?  One should anticipate various cost savings measures, done in the name of enhancing efficiency, but which will lower the quality of the education provided.

Advocates of free college should think these things through.  Maybe I'm wrong in my analysis.  But if I'm not, there is a reason to express concern here.  And I'm afraid there won't be much rethinking this idea, as the case for free college seems self-evident to the advocates.

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